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Singapore Mercantile Exchange Pte Ltd

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Regulatory Compliance VP

Responsibilities : To implement a holistic approach towards monitoring and demonstrating compliance with the regulatory requirements under the SFA and subsidiary legislations To maintain a comprehensive Compliance Monitoring Programme to ensure clear assignment of compliance responsibilities and that adequate monitoring mechanisms are in place To provide advisory to business and operational units on regulatory requirements and developments, as appropriate To be the central liaison with the MAS on all regulatory matters such as approvals, notifications, submissions, inspections, consultation papers, inspections, etc. Requirements : Good understanding of SFA & Regulations, the capital markets, and exchange rules and operations Experience in managing a compliance function independently, as well as in dealing with the MAS and senior management Independent-minded; Good communications skills; Ability to deal with multiple stakeholders Preferred minimum 8+ years of relevant compliance experience

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