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Robert Half Singapore

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Website      www.roberthalf.com.sg
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Compliance Vice President

Client is a growing financial institution focusing on expanding its securities brokerage and wealth management business in APAC. The Company Client is a growing financial institution focusing on expanding its securities brokerage and wealth management business in APAC. The Role The Compliance Vice President will come in as a strong support to Head of Compliance in assisting the management in the development of policies, procedures, and guidelines designed to facilitate compliance with applicable laws and regulations along with a detailed analysis on business impact. You will be responsible in designing and executing the Compliance Awareness training and education and regulatory issues or suspicious activities made by the team members. Your Profile The successful candidate will be a degree holder with a minimum 8 years of compliance related experience, within the financial services particularly to securities and wealth management business. pertaining to regulations compliance across the region. You will work closely with the management to improve the business' risks involved with non-compliance You will showcase familiarity with the Anti-Money Laundering regulations, Financial Advisers Act and related regulations. Trading Clearing Rules and Operational Compliance experience will have an added advantage. Apply Today Please send your resume, in WORD format and quote reference number AT10121, by clicking the apply button. Please note that only short-listed candidates will be contacted

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Compliance Compliance - Director

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