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Profusion Group

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Website      www.profusion.com
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Manager, Compliance

Experienced in handling regulatory matters with regulators in Singapore Private Banking and/or Corporate Banking products knowledge Strong communication and senior stake-holders management skills Main Responsibilities:- Set up compliance plan for Singapore office to ensure that it complies with local laws and regulation and Bank's internal policies Keep Management informed on regulatory updates Advise Business (on compliance conformance for any existing and new business and any compliance issues ) Clear and solve all audit issues of the branch Periodic reporting to Management (Asia Monthly Report - Risk & Regulators Update; Quarterly Asia OPCO) Monthly Asia Risk Forum (CRO and Risk Team) Establish policies and procedure for the Singapore office Ensuring the Singapore office complies with local laws and regulations and the Bank's internal policies (including Conflicts of Interest Management, Outsourcing and Banking Secrecy compliance) via Compliance Monitoring Tests Point of contact for the Bank's Compliance-related projects Main liaison contact with regulator and answering regulator queries Provide assessment & sign-off for New Products Anti-Money Laundering (AML) and Suspicious Transaction Reporting Office (STRO) Officer (per Group AML Policy & structure) Financial Advisers Act and FA Regulations / Securities & Futures Act and SF Regulations - partner / advise the business to ensure regulatory compliance. Complaint Officer Advertisement & Marketing - Review and advise for regulatory compliance. Key Requirements:- Accounting or Banking and Finance education from a recognised University Worked in a regional office, prefers candidate who has min 5 years relevant experience, 2 years with the local regulator of banking supervision and either worked as external (bank) auditor or worked with a bank for 3 years. Overall working experience should be 10 to 15 years experience. (MUST HAVE) Ability to work independently as well as team player inter-departments Meticulous, strong communication skills (verbal and written), articulate, confident, hands-on, humble and mature Highly preferred candidates working in Singapore who has a good understanding of Singapore's compliance and regulatory requirements in the Private Banking and/or Corporate Banking industries (MUST HAVE) This is a fantastic opportunity for the right individual who possess the above experience and skills and are looking for new challenges now. The bank is growing their business presence in Asia, hence the selected will be part of a expanding bank. Please apply in strict confidence now and only short-listed candidates will be notified.

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Compliance Compliance - Assistant Manager

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