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China International Capital Corporation (SG)

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Website      www.chinainternational.com
Holding      No Holding Details

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Compliance Officer

Job Description: The right incumbent shall be responsible for ensuring that the overall activities of CICC’s Singapore Office will comply with all relevant rules and regulations of the regulators as well as the company’s internal policies and procedures. Knowledge A strong grasp of the regulatory structure of the capital market, exchanges, regulators and key industry players Understanding of MAS and Singapore Stock Exchange regulations and other regulatory requirements. A firm grasp of every nature of the infrastructure required to operate an investment bank in Singapore. Skills and Abilities Strong written and verbal skills with the ability to communicate his/her ideas clearly and concisely in English and Mandarin. A highly organized, confident individual who can represent CICC well to its external client base. Able to address the overall picture whilst demonstrating a detailed approach to individual transactions. Comfortable working in a stressful environment. A team player that is driven and anxious to advance his/her career within one of China’s leading financial institutions. Qualifications Minimum of 8 years of relevant experience in Legal or Compliance in the securities services sector in Singapore, with strong securities and corporate finance product knowledge Experience with regulators would be an advantage. Lawyer qualification or a degree in legal discipline would be an advantage. Disclaimer The preceding job description has been designed to indicate the general nature and level of the work performed by employees within this classification. It is not designed to contain or be interpreted as the comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.

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Full Time

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Compliance Compliance - Consultant

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