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Cathay General Bancorp

In 1962, Cathay Bank opened for business with the mission of providing financial services to the growing but underserved Chinese-American community in the greater Los Angeles area, thus becoming the first Chinese-American bank in Southern California. Recognizing that the community it served was part of a more diverse one, Cathay Bank adopted the motto "An Open Door for All." Its rapid expansion was fueled by successive waves of immigration, burgeoning trade between America and Asia, and the e... Read More

Address      Cathay Bank Loan Servicing Department EL-3-A 9650 Flair Drive, El Monte, CA 91731
Website      /www.cathaybank.com/
Holding      No Holding Details

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Non Traditional Banking Products Compliance Office


Reseach NDIPs (Non Deposit Investment Products) and ForEx (Foreign Exchange) compliance questions/issues from bank personnel and provide accurate and timely responses.
Review NDIPs and ForEx related marketing and advertising copy.
Assist with the development, maintenance, and execution of appropriate NDIPs and ForEx regulation compliance quality assurance, testing, and risk assessment programs.
Assist with the periodic review and audit of the bank’s NDIPs and ForEx compliance program to ensure compliance with the appropriate laws and regulations.
Identify potential compliance issues, assist with the development of training materials, and facilitate the development and delivery of related training programs to Bank employees.
Interact with regulatory examiners and senior management on compliance issues relating to NDIPs and ForEx.
Research via internet, regulatory newsletters, and other resources to keep abreast of changing laws and regulations relating to NDIPs and ForEx laws and regulations.
Assist business unit managers in interpreting banking laws and regulations, and ensure that related policies, procedures, and documents are properly maintained and updated.
Serve as a backup in the absence of the Chief Compliance Officer.
Perform other compliance related duties as assigned by the Chief Compliance Officer.


Basic Requirements:

Bachelor’s degree desired but not required.
7-10 years NDIPs and ForEx experience in a banking environment.
Relevant Banking experience and related compliance training experience desired.
Thorough knowledge and understanding NDIPs and ForEx regulations for banks.
Detail oriented and self motivated.
Strong organizational skills.
Effective written documentation, verbal communication, and interpersonal skills.
Proficient PC skills with Microsoft programs.
Demonstrated ability to work independently in a fast paced and multi-tasking environment.
Demonstrated ability to manage work teams of employees and contract/part-time employees and vendors.
Excellent problem solving skills and ability to work within tight time constraints.
Ability to creatively develop training materials as appropriate and conduct training.
Related investment licenses preferred.
Ability to work and speak Mandarin Chinese preferred.

Other Job Information

Vacancy type:

Full Time

Contact Mode:

not provided

Fax:

not provided

Contact Name:

not provided

Job Duration:

not provided

Phone:

(1-800-922-8429)

Email:

not provided

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